9.1 Reflection at Plane & Spherical Mirrors
A plane mirror forms a virtual, erect, same-size image as far behind the mirror as the object is in front of it. Spherical mirrors (concave and convex) relate object and image distance through the mirror formula, using the Cartesian sign convention (distances measured from the pole, against the incident light taken as negative):
where , being the radius of curvature. Linear magnification is : negative means an inverted (real) image, positive means an erect (virtual) image.
Worked example
Convex mirror image
A convex mirror of focal length 20 cm has an object placed 30 cm in front of it. Find the image distance and describe the image.
Positive v places the image behind the mirror: virtual. Magnification , so the image is erect and diminished, exactly as every convex mirror image always is, regardless of object distance.
9.2 Refraction at a Plane Surface & Snell’s Law
When light crosses the boundary between two media of refractive index and , it bends according to Snell’s law:
Going into a denser medium (), the ray bends toward the normal. Going into a rarer medium (), it bends away from the normal, and bends further and further as grows.
9.3 Total Internal Reflection & the Critical Angle
Section 9.2’s “bends further away from the normal” behaviour, going from denser to rarer medium, cannot continue forever: can never exceed 1. The critical angle is the angle of incidence at which the refracted ray grazes exactly along the boundary, :
For any , Snell’s law would require , which has no solution. No refracted ray can exist at all, and 100% of the incident light reflects back into the denser medium: this is total internal reflection (TIR). Two conditions are both required for TIR: light must travel from a denser medium toward a rarer one, and the angle of incidence must exceed that pair’s specific critical angle.
Crucially, this switch is a genuine discontinuity, not a gradual fade: right up to and including , a real (if very grazing) refracted ray exists. The instant exceeds , that ray vanishes completely, replaced by full internal reflection. See the interactive simulation to watch this switch happen live.
Worked example
Critical angle for a diamond
A diamond has refractive index 2.42. Find its critical angle for a diamond-air boundary.
Such a small critical angle means light entering a cut diamond very easily exceeds θc at its internal facets, so it undergoes total internal reflection repeatedly before escaping, the physical reason diamonds sparkle so much more than ordinary glass (θc ≈ 41.8°) cut the same way.
9.4 Refraction at a Single Spherical Surface
Snell’s law in §9.2 was written for a flat boundary, but a lens is bounded by curved surfaces. So before a lens can make sense, we need to know what a single curved (spherical) boundary between two media does to light on its own. The key idea is that any tiny patch of a sphere is effectively flat, so Snell’s law still holds point by point. The only new feature is that the normal at each point now runs along the radius, through the centre of curvature C, so it points in a different direction at every point of the surface. That steadily turning normal is exactly what lets a curved surface bring rays to a focus.
Take a convex spherical surface with pole M, centre of curvature C and radius , separating a medium of refractive index on the left (where the light comes from) from a medium of index on the right, with . A point object O sits on the principal axis. A ray from O strikes the surface at N, a small height MN above the axis, bends toward the normal CN, and crosses the axis again at I, the image. As with mirrors, we keep to paraxial rays: the surface’s aperture is small compared with every other distance, so all the angles involved are small (), and the foot of the perpendicular from N lands essentially at M. The three angles that the incident ray, the normal and the refracted ray make with the axis are then:
The angle of incidence is the angle between the incident ray ON and the normal CN. In triangle NOC, is the exterior angle at N, so it equals the sum of the two interior opposite angles:
The angle of refraction is the angle between the refracted ray NI and the same normal. In triangle NCI, the exterior angle at C is , which must equal , so:
Now apply Snell’s law, , which for small angles becomes simply . Substituting both angles:
The height MN cancels from every term (which is why every paraxial ray from O meets at the same point I, giving a sharp image). Collecting the terms on the right:
So far OM, MI and MC are plain lengths. Now bring in the same Cartesian sign convention used for mirrors in §9.1: distances are measured from the pole M, and the direction the incident light travels (left to right here) is positive. O lies against the incident light, so ; I lies along it, so ; and C also lies on the side the light travels into, so . Substituting:
We derived this for one particular picture (convex surface, light entering the denser medium, real image), but because every length now carries its sign, the same equation holds for any spherical refracting surface: convex or concave, denser-to-rarer or rarer-to-denser, real or virtual image. Just read it carefully: is always the medium the light starts in, the medium it enters, and is positive when the centre of curvature lies on the side the light is travelling into, negative when it lies on the side the light came from. A quick sanity check: let (a flat surface) and the right side vanishes, leaving , which for an object in water viewed from air (, ) is , the familiar “apparent depth equals real depth divided by ” rule.
Worked example
Where does the fish appear?
A small fish is 10 cm inside the near wall of a spherical fish bowl of radius 15 cm, filled with water (). Where does the fish appear to someone looking in through that wall? (Ignore the thin glass.)
The light travels from the fish out to the observer, so that is the positive direction, and the pole is on the near wall. The light starts in water and ends in air, so and . The fish lies behind the pole, against the light, so . The centre of the bowl lies on the side the light comes from, so .
Negative puts the image on the same side the light came from: a virtual image, inside the bowl, 9 cm behind the wall. The fish looks a little closer than it really is, but not as much closer as a flat wall would make it look (that would be ): the curved surface changes the answer, which is exactly why the sign of matters.
9.5 The Lens Maker’s Formula
A thin lens is nothing more than two spherical refracting surfaces placed back to back with glass between them. Light refracts once as it enters through the first surface and once more as it leaves through the second, and §9.4’s result can be applied to each refraction in turn, with the image formed by the first surface serving as the object for the second. Doing this carefully gives the focal length of a lens directly from what it is made of (its refractive index) and how its two faces are ground (their radii of curvature): the formula a lens manufacturer actually designs with, hence its name.
Let the lens have refractive index and sit in a surrounding medium of index (for a lens in air, ). Its first surface has radius of curvature , its second , each signed by §9.4’s rule. Because the lens is thin, its thickness is negligible, so both poles sit essentially at the optical centre and every distance below is measured from that one point. An object O is at distance .
Step 1: the first surface. Light passes from the surrounding medium () into the glass (). If the second surface were not there, the first surface alone would form an image I₁ at some distance inside the glass:
Step 2: the second surface. The rays heading toward I₁ are intercepted by the second surface before they get there (I₁ usually lies beyond it), so I₁ acts as a virtual object for the second surface, at the same distance (the lens is thin). The signed formula handles a virtual object automatically: simply enters with whatever sign it has. This time the light passes from the glass () back out into the surrounding medium (), so the two indices swap roles, and the final image forms at distance :
Step 3: add the two equations. The intermediate image, which we never actually see, drops out: the terms cancel exactly.
Dividing every term by :
Step 4: send the object to infinity. The focal length is, by definition, the image distance for an object infinitely far away. Let , so , and the image then forms at the focus, :
Writing for the refractive index of the lens relative to its surroundings (which, for a lens in air, is just the refractive index of the glass):
Step 5: the bonus. The right-hand side of equation (3) is exactly this , so (3) collapses to : the thin-lens formula of §9.6, now derived from Snell’s law rather than simply quoted.
The signs take care of every lens shape without any separate formula. In a biconvex lens, the first surface bulges toward the incoming light, so its centre of curvature lies on the outgoing side and , while the second surface’s centre lies on the incoming side, so . Then and : converging, as it should be. For a biconcave lens both signs flip (, ) and comes out negative: diverging. Dimensionally, both sides are an inverse length. Two further consequences are worth noticing. Turning a lens round swaps its faces and reverses both signs (, ), which leaves unchanged, so a lens has the same focal length whichever face meets the light. And the factor says that a glass lens weakens when immersed in water, vanishes optically in a liquid of the same refractive index as itself (), and actually becomes diverging in a medium denser than itself, which is why an air bubble in water, shaped like a biconvex lens, spreads light out rather than focusing it.
Worked example
One lens, in air and in water
A biconvex lens is made of glass of refractive index 1.5, with radii of curvature 15 cm and 30 cm. Find its focal length (a) in air and (b) when it is immersed in water ().
(a) Let the 15 cm face meet the light first, so and :
(b) In water, the relevant index is the glass relative to the water, , while the bracket is unchanged at :
The same piece of glass is four times weaker in water, because has dropped from 0.5 to 0.125. (Turning the lens round, , , gives the same bracket , so the same answers.)
9.6 The Thin-Lens Formula
Section 9.5 has already produced it: equation (3) there, with its right-hand side recognised as , is the thin-lens formula, relating object and image distance for any thin lens (same Cartesian sign convention as mirrors):
A convex (converging) lens has ; a concave (diverging) lens has .
Worked example
Image distance from the lens formula
A convex lens of focal length 10 cm has an object placed 15 cm in front of it. Find the image distance.
A real, inverted image forms 30 cm on the far side of the lens (beyond 2f, since u is between f and 2f).
9.7 Power of a Lens
The power of a lens measures how strongly it converges or diverges light, the reciprocal of its focal length in metres:
measured in dioptres (D). A converging lens has positive power; a diverging lens has negative power. Stronger (shorter-focal-length) lenses have larger magnitude power.
9.8 Combination of Thin Lenses in Contact
For two or more thin lenses held in contact, the powers (not the focal lengths) simply add:
Worked example
Combining a converging and a diverging lens
A lens of focal length +20 cm is kept in contact with a second lens of focal length −40 cm. Find the power of the combination.
The combination is still net converging (positive power), just much weaker than the +20 cm lens alone.
9.9 Refraction Through a Prism
A rectangular glass slab has parallel faces, so whatever bending the first face does, the second face undoes: the ray comes out travelling parallel to its original direction, merely shifted sideways. Tilt the two faces toward each other at an angle , the refracting angle (or angle of the prism), and the two bendings no longer cancel. Both now turn the ray the same way, toward the prism’s base, and the net angle through which the ray is turned is the angle of deviation .
9.9.1 The angle of deviation
Take a prism ABC with refracting angle at vertex A, between faces AB and AC. A ray PQ strikes face AB at Q with angle of incidence and refracts at angle ; it crosses the glass to R on face AC, meets that face from inside at angle , and emerges at the angle of emergence . Let the normals drawn at Q and R meet at N.
First, a fact about the angles inside. In the quadrilateral AQNR, the angles at Q and R are both 90° (each normal is perpendicular to its face), and the four angles of a quadrilateral add up to 360°, so the remaining two must add up to 180°:
In triangle QNR, the interior angles at Q and R are exactly and (each is the angle between the ray inside the glass and a normal), so:
Comparing the two equations:
Now the deviation. At the first face the ray is turned through ; at the second it is turned through , in the same sense. Adding them and using :
Here is not a free choice: once is set, Snell’s law at the first face fixes (), fixes , and Snell’s law at the second face fixes (). So for a given prism, is a function of alone. Plotted against , it is largest at the two extremes (grazing incidence, or grazing emergence) and dips to a single minimum value, the angle of minimum deviation , in between.
9.9.2 Minimum deviation and the prism formula
Where exactly is that minimum? Light paths are reversible: send a ray backwards along the emergent path and it retraces the whole route, now entering at angle and leaving at angle , and since is symmetric in and , with exactly the same deviation. So every deviation larger than the minimum is produced by two different angles of incidence, and . At the very bottom of the curve there is only one point, so those two values must merge into one (sometimes written ):
With , Snell’s law at the two faces (, ) forces as well: the ray passes through the prism symmetrically, and for the usual isosceles prism it travels parallel to the base. Now the two geometric results of §9.9.1 pin everything down. From :
and from with :
Substituting both into Snell’s law at the first face, :
Both and can be measured directly on a spectrometer, which makes this the standard laboratory method for measuring the refractive index of a glass. Strictly, the here is , the prism’s index relative to whatever surrounds it; that matters as soon as the prism is put in a liquid (NCERT Exercise 9.6, below).
For a thin prism (refracting angle of only a few degrees) with light arriving close to the normal, every angle involved is small, so Snell’s law at each face becomes and . Then:
independent of the angle of incidence, to this approximation: a thin prism turns every near-normal ray through the same small angle.
Worked example
Minimum deviation in an equilateral prism, and a ray that misses it
An equilateral glass prism () has refractive index 1.6. Find (a) the angle of minimum deviation and the angle of incidence that produces it, and (b) the deviation if the ray is instead incident at 40°.
(a) Rearranging the prism formula:
(b) Trace the ray face by face, as §9.9.1 describes:
This is below the critical angle, , so the ray does get out of the second face:
Larger than 46.26°, as it has to be: moving the angle of incidence away from 53.13° in either direction increases the deviation. And by reversibility, a ray incident at 71.35° would also be deviated by exactly 51.35°.
9.9.3 Dispersion
The refractive index of glass is not one fixed number: it depends on the wavelength of the light. Refractive index is , and the speed of light inside glass depends on its frequency (the glass’s bound electrons respond more strongly to higher-frequency light, slowing it more), so in ordinary glass violet light travels more slowly than red, and . In a vacuum every colour travels at the same speed , so a vacuum shows no such effect. Since a prism’s deviation depends on , each colour in white light is deviated by a different amount: red least, violet most. White light entering a prism therefore comes out fanned into a spectrum of colours. This splitting of light into its constituent colours is dispersion.
For a thin prism, each colour obeys §9.9.2’s with its own refractive index:
The angle between the emerging violet and red rays, the angular dispersion, is the difference:
It grows with the prism angle and with how strongly the glass’s refractive index varies across the spectrum.
Worked example
Spreading white light with a thin prism
A thin prism of refracting angle 6° is made of glass with for red light and for violet light. Find the deviation of each colour and the angular dispersion.
The spread between the colours is only about a thirtieth of the deviation itself. The spread scales with the deviation, which is why a thin prism (or a thin lens) shows only faint colour fringes, while a steep 60° prism, deviating light by tens of degrees, fans white light out into a clearly visible spectrum.
9.10 The Human Eye & Defects of Vision
Every optical instrument in §9.11 ends at the same detector: the human eye. NCERT’s current Class 12 text treats the eye’s structure as revision from Class X, so the focus here is on what the Class 12 tools, the thin-lens formula and power, say about how the eye focuses, how it fails, and exactly what spectacles must do to fix it.
9.10.1 Accommodation, the near point and the far point
The cornea and the eye lens together act as a converging lens system that forms a real, inverted image on the retina. Unlike a camera, though, the eye cannot move its lens closer to or further from its “screen”: the lens-to-retina distance is fixed. To focus on objects at different distances, the eye changes its focal length instead. The ciliary muscles change the curvature of the flexible eye lens, which is exactly the knob §9.5’s lens maker’s formula says controls . This ability is called accommodation. With the ciliary muscles fully relaxed the lens is at its flattest and weakest, and the eye is focused on its far point, which for a normal eye is at infinity. At maximum accommodation the lens bulges to its most curved and strongest, and the eye is focused on its near point, the closest point it can see clearly. For a normal adult eye this is taken as , the least distance of distinct vision, the same that appears in every magnifying-power formula of §9.11.
How much accommodation does that take? Model the eye as a thin lens a fixed distance in front of the retina, so the image distance never changes. Focused on infinity () and on the near point (), the thin-lens formula gives the eye’s power in each state:
whatever the actual size of the eye: a normal eye must be able to add about 4 dioptres to its own power. Every defect of vision below is a far point, a near point, or an accommodation range that fails to match this.
9.10.2 Myopia (near-sightedness)
A myopic eye sees nearby objects clearly but distant ones blurred: its far point lies at some finite distance instead of at infinity. Either the eyeball is too long or the relaxed eye lens is too powerful, so parallel rays from a distant object converge to a focus in front of the retina. The eye has too much converging power, so the fix must take some away: a diverging (concave) lens.
Exactly which lens? It must take parallel rays from an object at infinity and make them diverge as if they came from the far point, the furthest point this eye can focus on. Treating the spectacle lens as being in contact with the eye, that means and a virtual image at :
The corrective lens’s focal length is simply minus the far-point distance, negative, as the argument above demanded.
9.10.3 Hypermetropia (long-sightedness)
A hypermetropic eye sees distant objects clearly but its near point has receded to some distance beyond 25 cm, so a book held at a normal reading distance blurs. Either the eyeball is too short or the eye lens, even at full accommodation, is too weak, so rays from a nearby object would converge to a focus behind the retina. The eye has too little converging power, so the fix must add some: a converging (convex) lens.
The lens must take an object held at the normal near point and form a virtual image of it at the defective near point , where this eye can focus. So and :
Since , is positive: converging, as argued. With the power is dioptres, which correctly falls to zero (no correction needed) when .
9.10.4 Presbyopia
With age, the eye lens gradually stiffens and the ciliary muscles weaken, so the eye slowly loses its power of accommodation: the roughly 4 D range of §9.10.1 shrinks, and the near point recedes, typically becoming noticeable somewhere in a person’s forties. This is presbyopia. Its effect on near vision is the same as hypermetropia, but its cause is different: not an eyeball of the wrong length, but a lost range of focusing. The correction for reading is therefore the same converging lens, with power given by §9.10.3’s formula. Presbyopia can also coexist with myopia, in which case the same person needs a diverging lens to see far and a converging lens to read. The standard answer is a bifocal lens: a diverging upper half for distance and a converging lower half for reading, where the eyes naturally look down.
Worked example
Bifocals for an older reader
An older person can see clearly only between 75 cm and 2.0 m from the eye. Find the power of (a) the distance part and (b) the reading part of the bifocal lenses they need, treating the spectacles as being in contact with the eye.
(a) The far point is , so by §9.10.2:
(b) The near point is , and a book should be readable at , so and :
This person’s entire accommodation range is only , about a fifth of the normal eye’s 4 D: the signature of presbyopia, and the reason no single lens can serve both distances.
9.11 Optical Instruments
9.11.1 Simple Microscope
A single convex lens used close to the eye, forming a magnified, virtual, erect image. With the image formed at the near point (usually 25 cm), its magnifying power is:
With the image formed at infinity (relaxed-eye viewing, the more comfortable setting), magnifying power is simply .
9.11.2 Compound Microscope
A simple magnifier’s power, , grows as its focal length shrinks, but very short focal-length lenses are hard to grind and badly distort the image, so a single lens tops out at a magnification of about 9 for realistic focal lengths. To go further, a compound microscope uses two converging lenses, each multiplying the effect of the other: an objective of short focal length close to the object, and an eyepiece of short focal length close to the eye.
The object is placed just beyond the objective’s focal point, so the objective forms a real, inverted, magnified intermediate image, of height , inside the tube. That intermediate image is positioned at (or just inside) the eyepiece’s first focal point, so the eyepiece works exactly like the simple microscope of §9.11.1 with the intermediate image as its object, producing an enlarged, virtual final image either at infinity or at the near point. The final image is inverted relative to the original object. The two lenses magnify in genuinely different ways, so each needs its own treatment.
The objective: a linear magnification. It forms a real image, so what matters is actual size: by §9.6’s sign convention its linear magnification is . To bring the focal length in, multiply the thin-lens formula through by :
Here is the distance from the objective’s second focal point to the intermediate image. The tube length is defined as the distance between the objective’s second focal point and the eyepiece’s first focal point, and since the intermediate image sits at (or very near) that eyepiece focal point, :
exact when the final image is at infinity, and the minus sign in simply records that the intermediate image is inverted.
The eyepiece: an angular magnification. The eyepiece makes a virtual image, so what matters is the angle the final image subtends at the eye, not its size. Its magnifying power is the simple-microscope result of §9.11.1, applied to the intermediate image:
Combining them. The magnifying power of the whole microscope compares the angle subtended at the eye by the final image with the angle the object itself would subtend if held at the near point and viewed unaided, . The eyepiece, by definition of its own magnifying power, makes the final image subtend times the angle the intermediate image would subtend at , so . Therefore:
The objective’s linear magnification and the eyepiece’s angular magnification simply multiply. For the two standard adjustments:
Both formulas reward a short objective focal length, a short eyepiece focal length and a long tube, which is why both lenses of a microscope have short focal lengths (in practice it is hard to make them much shorter than about 1 cm). When a numerical problem gives the actual separation of the lenses, it is more accurate to find from the lens formula directly than to use , as the worked example below shows, and as NCERT’s own answers do.
Worked example
One microscope, both adjustments
A compound microscope has an objective of focal length 1.5 cm and an eyepiece of focal length 5.0 cm, mounted 17 cm apart. Find its magnifying power when the final image is formed (a) at infinity and (b) at the near point, .
(a) For a final image at infinity, the intermediate image must sit exactly at the eyepiece’s focal point, , so it is from the objective:
Here is exactly the tube length , and agrees, as promised.
(b) For a final image at the near point, , so the intermediate image must sit at:
The quick formula would underestimate this by about 7%: pulling the final image in to moves the intermediate image slightly inside the eyepiece’s focal point, which stretches beyond . All it takes is refocusing the object from 1.71 cm to 1.70 cm in front of the objective, a movement of less than 0.2 mm.
9.11.3 Astronomical Telescope
Two converging lenses, an objective of large focal length and an eyepiece of small focal length , used to magnify distant objects. In normal adjustment (final image at infinity), magnifying power is:
A longer objective and a shorter eyepiece both increase magnifying power, which is why telescope objectives are built as large (long focal length) as practically possible.
— From the NCERT exercises
Two of the chapter’s own exercise questions, with original worked solutions, both exercising results newly derived above: the prism formula of §9.9.2 and the lens maker’s formula of §9.5.
NCERT Exercise 9.6
A prism is made of glass of unknown refractive index. A parallel beam of light is incident on a face of the prism. The angle of minimum deviation is measured to be 40°. What is the refractive index of the material of the prism? The refracting angle of the prism is 60°. If the prism is placed in water (refractive index 1.33), predict the new angle of minimum deviation of a parallel beam of light.
Solution
In air, apply the prism formula of §9.9.2 directly with and :
In water, the in the prism formula must be the glass’s index relative to water:
The same prism deviates light only about a quarter as much in water, because glass and water differ in refractive index far less than glass and air do.
NCERT Exercise 9.7
Double-convex lenses are to be manufactured from a glass of refractive index 1.55, with both faces of the same radius of curvature. What is the radius of curvature required if the focal length is to be 20 cm?
Solution
For an equiconvex lens, the first face’s centre of curvature lies on the outgoing side and the second’s on the incoming side, so and . The lens maker’s formula of §9.5 then gives:
