14.1 Energy Bands in Solids
The simplest way to sort solids is by how easily they conduct. Going by electrical resistivity (or its reciprocal, the conductivity ), they fall into three broad groups: metals, with ; insulators, with ; and, in between, semiconductors, with . These ranges are indicative rather than sharp borders, and resistivity alone misses what makes a semiconductor special, its sensitivity to temperature, light and impurities. Semiconductors can be elemental (Si, Ge) or compound (inorganic ones such as GaAs, CdS and InP, and even some organic materials and polymers), but almost every device in this chapter is built from silicon or germanium. The real explanation of all three groups lies in their energy bands.
In an isolated atom, electrons occupy sharp, discrete energy levels. When enormous numbers of atoms are packed into a solid, those levels split and smear into continuous bands of allowed energy, separated by forbidden energy gaps where no electron state exists at all. The highest band that still has electrons in it at absolute zero is the valence band; the next band up, which electrons must reach to move freely and conduct current, is the conduction band. The gap between them, , decides how the solid behaves electrically:
- Conductors (metals): the conduction and valence bands overlap, or the conduction band is already partly filled, so electrons are free to move with essentially no energy gap to cross.
- Insulators: a large gap ( eV) separates the bands; thermal energy at ordinary temperatures is nowhere near enough to lift electrons across it, so almost no carriers are available to conduct.
- Semiconductors: a small gap (typically eV; about 1.1 eV for silicon, 0.7 eV for germanium) that ordinary thermal energy can partly bridge, giving a small but temperature-sensitive population of free carriers.
14.1.1 Where the two bands come from: counting states in Si and Ge
Take a crystal of silicon atoms. Each atom’s outermost shell ( for Si, for Ge) holds 4 electrons, two s and two p, so the crystal has valence electrons in all. That same shell has room for 8 electrons per atom (2 s-states plus 6 p-states), so there are available states. As the atoms are brought together to the actual spacing of the Si or Ge lattice, these states split into two bands of states each, separated by a gap:
where is the lowest level of the conduction band and the highest level of the valence band. The counting now does the explaining: electrons exactly fill the states of the lower band at absolute zero, leaving the upper band completely empty. A full band cannot carry current, because every state in it is occupied and an applied field has no empty states to push electrons into, and an empty band has no carriers at all. So a perfect Si or Ge crystal at 0 K is an insulator. Only once thermal energy lifts some electrons across do both bands start to conduct: the electrons now in the conduction band, and the vacancies they leave behind in the valence band.
The gap also explains a family trend. Carbon (as diamond), silicon and germanium share the same diamond-like lattice and the same four valence electrons, but those electrons sit in the second, third and fourth shells respectively, progressively further from the nucleus and more loosely held. The gap shrinks accordingly: about 5.4 eV for diamond (an insulator, well above the 3 eV line), 1.1 eV for Si and 0.7 eV for Ge. Tin, one step further down the same group, has and is a metal.
14.2 Intrinsic & Extrinsic Semiconductors
A chemically pure semiconductor crystal (silicon or germanium, group 14 elements) is called intrinsic. At any temperature above absolute zero, thermal agitation breaks a small number of covalent bonds, freeing an electron into the conduction band and leaving behind a hole, a vacancy that behaves like a mobile positive charge carrier as neighbouring electrons hop into it. In an intrinsic semiconductor, electrons and holes are always created in equal numbers.
Writing for the number density of free electrons and for that of holes, the intrinsic condition is:
where is the intrinsic carrier concentration. Both kinds of carrier carry current. The freed electron drifts as an ordinary conduction electron, giving an electron current . The hole moves differently: an electron from a neighbouring intact bond jumps into the vacancy, so the vacancy reappears at the neighbour’s site, and under an applied field this hopping carries the hole toward the negative terminal, giving a hole current . (The hole is a convenient way of describing the collective motion of bound electrons; the originally freed electron plays no part in it.) The total current is the sum of the two:
Bond-breaking (generation) is not a one-way process. Free electrons wandering through the crystal sometimes fall back into holes (recombination), and at a steady temperature the crystal settles where the two rates balance. That balance is the key to §14.2.4 below.
Doping deliberately adds a tiny, controlled fraction of impurity atoms to bias this balance, producing an extrinsic semiconductor:
14.2.1 n-type: pentavalent (donor) doping
Adding a pentavalent impurity (e.g. phosphorus, arsenic, five valence electrons) to silicon (four valence electrons): four of the impurity’s electrons form covalent bonds with neighbouring silicon atoms, and the fifth is left loosely bound, easily freed into the conduction band. These donor atoms contribute mobile electrons as the majority carriers, holes remain the minority carriers.
14.2.2 p-type: trivalent (acceptor) doping
Adding a trivalent impurity (e.g. boron, aluminium, three valence electrons) leaves one covalent bond incomplete, a hole that readily accepts an electron from a neighbouring bond. These acceptor atoms contribute mobile holes as the majority carriers, electrons are the minority carriers.
14.2.3 Donor and acceptor levels: why so little dopant does so much
Typical doping is tiny, a few parts per million, and the dopant atom must be close in size to Si or Ge so that it can take a lattice site without distorting the crystal, which is why dopants come from the neighbouring groups 13 and 15 of the periodic table. Yet that trace of impurity raises the conductivity many times over, and the reason is energetic. The fifth electron of a pentavalent donor is held so loosely that freeing it costs only about 0.01 eV in germanium and 0.05 eV in silicon, against the roughly 0.7 eV or 1.1 eV needed to break a covalent bond and lift an electron across the full gap. In the band picture, the donor’s electron sits at a donor level just below the bottom of the conduction band, . A trivalent acceptor likewise creates an empty acceptor level just above the top of the valence band, , which a valence electron can jump into with very little energy, ionising the acceptor and leaving a hole behind in the valence band.
How small is “very little”? The typical thermal energy per particle at room temperature (300 K) is of order , with the Boltzmann constant:
the same 0.026 that appears as the thermal voltage in the diode equation of §14.5. A donor ionisation energy of 0.05 eV is only about twice , so at room temperature almost every donor is ionised; silicon’s 1.1 eV gap is more than 40 times , so only a minute fraction of its own bonds break. The conduction electrons in n-type material therefore come overwhelmingly from the donors, and their number is set by the doping level, not by the temperature; the small intrinsic contribution rises only weakly as the crystal warms.
There is a second, less obvious effect: doping suppresses the minority carriers. Flooding n-type material with electrons gives every thermally generated hole far more chances of meeting an electron and being destroyed, so the hole concentration drops below its intrinsic value; the same happens to electrons in p-type material. Throughout, the crystal stays electrically neutral overall, since every extra mobile carrier is matched by an oppositely charged, immobile ionised dopant core.
14.2.4 The mass-action law
That suppression can be made exact using the generation-recombination balance from the start of this section. At a given temperature, bonds break at some rate per unit volume that depends on the material and the temperature, not on how many free carriers happen to be around. Recombination, on the other hand, needs an electron to meet a hole, so its rate is proportional to the concentration of each, , with a constant for that material at that temperature. In equilibrium the two rates are equal:
The right-hand side depends only on the material and the temperature, so the product is the same for every sample of that material at that temperature, however it is doped. The undoped crystal is one such sample, with , so the constant must be :
This is why pushing one carrier up must push the other down. In n-type material with donor concentration , nearly every donor is ionised, so , and the hole concentration is forced down to , far below . p-type material works the same way with acceptor concentration : and .
Worked example
Minority carriers in boron-doped germanium
A germanium crystal contains atoms per m³ and has at room temperature. It is doped with boron at 2 ppm (2 boron atoms per million Ge atoms). Find the hole and electron concentrations, and compare the electron concentration with its intrinsic value.
Boron is trivalent, so this is p-type, with acceptor concentration:
Since is more than 3000 times , the intrinsic holes are negligible beside the boron-supplied ones (charge neutrality, , adds only the tiny electron count found next):
Two cross-checks. Doping raised the holes above by a factor , and lowered the electrons below by exactly the same factor, , just as demands. And holes now outnumber electrons by , which is what calling holes the majority carriers means in practice.
14.3 The p-n Junction & Depletion Region
A p-n junction is formed when p-type and n-type regions meet within a single crystal. At the instant of formation, there’s a sharp concentration difference across the boundary: free electrons from the n-side diffuse into the p-side, and holes from the p-side diffuse into the n-side, driven purely by this concentration gradient.
As electrons and holes diffuse across and recombine near the boundary, they leave behind fixed, immobile ionised donor atoms (positive, on the n-side) and ionised acceptor atoms (negative, on the p-side). This narrow strip, stripped of its own free carriers and lined with opposite fixed charges, is the depletion region. The field set up by these exposed ions points from the n-side to the p-side, opposing any further diffusion, and the junction settles into equilibrium with a small built-in potential difference across the depletion region (a fraction of a volt, set by the semiconductor material and doping levels).
14.3.1 Diffusion current, drift current, and the barrier potential
Two currents compete across a forming junction, and equilibrium is reached when they cancel. The first is the diffusion current just described: majority carriers moving down their concentration gradients, holes from p to n and electrons from n to p. Both motions carry conventional current the same way, from p to n. The second is the drift current. The depletion region’s field, pointing from the positive ions on the n-side toward the negative ions on the p-side, catches any minority carriers that wander into it, electrons on the p-side and holes on the n-side, and sweeps them across: electrons to the n-side, holes to the p-side. That is conventional current from n to p, opposite to the diffusion current.
At first diffusion dominates, because the gradient is steep and the depletion region, with its field, has barely begun to form. But every carrier that diffuses across uncovers another fixed ion, widening the space-charge layers and strengthening the field, so drift grows while diffusion is increasingly held back. The process stops when the two currents are exactly equal and opposite. A junction in equilibrium therefore carries no net current, even though carriers are still crossing in both directions.
By then the depletion region is only about a tenth of a micrometre thick. The n-side, having lost electrons, sits at a higher potential than the p-side, which has gained them. This potential difference, , opposes any further flow of electrons from n to p (and of holes from p to n), and so is called the barrier potential. One practical consequence: a junction cannot be made by pressing a p-type slab against an n-type slab. Even a polished surface is rough on a scale far larger than the 2 to 3 Å spacing between atoms, so the contact would act as a discontinuity for the carriers rather than a continuous crystal. Real junctions are made inside a single wafer, by doping part of a p-type wafer with a pentavalent impurity to turn that part n-type.
14.4 Forward & Reverse Bias
A p-n junction with metal contacts at each end, so that a voltage can be applied across it, is a semiconductor diode, a two-terminal device. Its circuit symbol is an arrowhead (the p-side) pointing into a bar (the n-side); the arrow shows the direction of conventional current when the diode conducts. An external voltage upsets the equilibrium of §14.3.1, and almost all of it appears across the depletion region itself: having no free carriers, that thin layer has a far higher resistance than the neutral p and n regions in series with it, so it takes nearly the whole voltage drop, just as the largest resistor in a series chain does.
14.4.1 Forward bias
Connecting the p-side to the positive terminal of a battery and the n-side to the negative terminal applies a field that opposes the junction’s own built-in field. This narrows the depletion region, and once the applied voltage is large enough to substantially cancel the built-in potential, majority carriers flood across the junction in large numbers: current rises steeply with voltage.
Quantitatively, the applied voltage subtracts from the built-in one, so the barrier carriers must climb becomes:
With for a silicon junction, a forward bias of 0.5 V leaves an effective barrier of only 0.2 V. Only carriers in the highest energy levels can surmount a barrier, so a slight forward bias lets few through, while a larger one lowers the barrier further and lets many more through. Those that cross land on the far side as minority carriers, electrons arriving in the p-region and holes in the n-region, a process called minority carrier injection. Their concentration is highest right at the junction edge and falls away with distance, so they keep diffusing into the bulk; this hole diffusion current plus the electron diffusion current is the diode’s forward current, typically milliamperes.
14.4.2 Reverse bias
Connecting the p-side to the negative terminal and the n-side to the positive terminal applies a field that reinforces the built-in field. This widens the depletion region further, sweeping out what few free carriers were near the junction. Only a tiny trickle of thermally-generated minority carriers, electrons from the p-side, holes from the n-side, can still cross, giving a small, nearly voltage-independent reverse current.
Here the applied voltage adds to the built-in one:
so the same 0.7 V junction under a 5 V reverse bias faces a 5.7 V barrier, and diffusion across it is shut off almost completely. What remains is the drift current of §14.3.1, minority carriers near the junction swept across by its field. Even a small reverse voltage sweeps every available minority carrier across, so raising the voltage further cannot increase the current: it is limited by how many minority carriers exist, not by the applied voltage, and is microamperes or less. That holds up to a critical breakdown voltage , at which the reverse current suddenly rises steeply. Unless an external resistance keeps that current below the manufacturer’s rated value, the diode overheats and is destroyed, and the same fate awaits a forward-biased diode pushed past its rated forward current.
14.5 The Diode Equation & I-V Characteristic
The current through a p-n junction diode as a function of the applied voltage is given by the diode equation (the Shockley equation):
where is the reverse saturation current (very small, set by the available supply of minority carriers) and is the thermal voltage, about 0.026 V at room temperature. Take, for a representative silicon-like diode, and :
- Reverse bias ( negative, with ): , so , a small constant current, essentially unchanged across the whole reverse range. At , A; at , A too, the same value, even though the reverse voltage is five times larger.
- Forward bias ( positive): once , , which grows exponentially. At , A (0.2248 mA); at , A (10.52 mA); at , A, a “typical” silicon diode’s practical turn-on voltage.
Because is so small, even a few tenths of a volt of extra forward bias correspond to a large change in the exponent , so the current rises by factors of tens for every extra tenth of a volt, which is why diodes appear to have a fairly sharp “knee” voltage in practice, even though the underlying curve is perfectly smooth. See the interactive I-V simulation to drag through the whole curve yourself.
Worked example
Forward current at two voltages
For a diode with A and V, find the forward current at (a) V and (b) V, and compare.
A change of just 0.1 V in forward bias multiplies the current by roughly , the hallmark of exponential, not linear, behaviour.
Worked example
Reverse current barely changes
For the same diode, find the reverse current at (a) V and (b) V.
In both cases , so is utterly negligible compared to 1 (e.g. at , , and ):
The two answers are identical to this precision, despite a five-fold change in reverse voltage, current here is set by the limited supply of minority carriers, not by Ohm’s law.
Worked example
How much does 0.1 V of extra forward bias multiply current?
Using the same diode, find the ratio .
Matches the direct computation: . Every extra 0.1 V of forward bias multiplies the current by this same factor, roughly 47, regardless of where you start, that’s what makes it exponential.
14.5.1 Threshold voltage and dynamic resistance
That steep rise is why a measured characteristic, plotted on ordinary linear axes, looks almost flat up to a certain voltage and then shoots upward. The voltage beyond which the current rises significantly is called the threshold (or cut-in) voltage: about 0.2 V for germanium and 0.7 V for silicon. The two sides of the curve are so different in scale that measuring them takes two different meters, a milliammeter for the forward current and a microammeter for the reverse current.
Because the characteristic is curved, a diode has no single resistance. The useful quantity is how much the voltage must change to produce a small change in current, the dynamic resistance:
which is the inverse slope of the I-V curve at the operating point. The diode equation shows exactly how it varies. Differentiating with respect to :
and since the diode equation itself says :
In forward bias , so:
Dynamic resistance falls in inverse proportion to the current: double the forward current and halves. In reverse bias, approaches , so the denominator shrinks toward zero and grows without limit, the mathematical form of the flat reverse characteristic. Low resistance one way and enormous resistance the other is exactly the property §14.6 puts to work.
Worked example
Dynamic resistance of the model diode, forward and reverse
For the diode used throughout this section ( A, V), (a) find near 0.60 V from the currents at 0.59 V and 0.61 V, and compare with ; (b) estimate the reverse-bias resistance at V the way NCERT treats a reverse characteristic, as along a straight line through the origin.
(a) The two forward currents:
From the formula, using A:
The small gap is real, not a rounding slip: the curve steepens across the 0.02 V interval, so the straight chord between the two points is steeper than the tangent at its midpoint and gives a slightly smaller resistance. Narrow the interval and the two answers converge.
(b) In reverse bias the current is pinned at :
About 2 Ω one way and five million million ohms the other, a ratio of more than . (This idealised diode leaks far less than the microampere-scale reverse current of a typical textbook diode, which is why its figure dwarfs the NCERT quotes, but the contrast is the same in kind.)
14.6 Diode as a Rectifier
Because a diode conducts easily in forward bias but blocks current in reverse bias, it can convert an alternating (AC) input, which reverses polarity every half-cycle, into a one-directional (DC-like) output. In half-wave rectification, a single diode is placed in series with the AC source and a load resistor: during the half-cycle that forward-biases the diode, current flows through the load, tracing out (roughly) that half of the input wave; during the half-cycle that reverse-biases it, the diode blocks almost all current (just the tiny reverse saturation current), so the output is essentially zero. The result is a pulsing, one-directional output, one pulse per input cycle and so at the same frequency as the input, not a smooth DC level, but unidirectional, which is the whole point. (Full-wave rectifier circuits, §14.6.1, use additional diodes to make use of both half-cycles, giving a smoother, more frequent set of pulses.)
14.6.1 Full-wave rectifier (centre-tap)
A full-wave rectifier puts both halves of the AC cycle to use. The transformer’s secondary coil has an extra connection at its midpoint, a centre tap, so its two ends A and B are always at opposite potentials relative to it: when A is positive with respect to the centre tap, B is negative, and vice versa. The p-sides of two diodes, D1 and D2, connect to the ends A and B; their n-sides are joined together, and the load is connected between that common point and the centre tap.
During the half-cycle when A is positive, D1 is forward biased and conducts while D2 is reverse biased and blocks; during the next half-cycle B is positive, so D2 conducts and D1 blocks. Either way, current passes through in the same direction, so every half-cycle produces an output pulse, and the pulses arrive twice per input cycle. The price is that each diode works from only half of the secondary winding, so the peak output is half the peak voltage across the whole secondary. (A bridge rectifier uses four diodes instead and needs no centre tap.) In any rectifier, each diode’s reverse breakdown voltage (§14.4.2) must comfortably exceed the peak reverse voltage it faces, or it would break down on exactly the half-cycles it is meant to block.
14.6.2 Smoothing the output: the capacitor filter
Rectified output is one-directional but still pulses between zero and the peak value . To steady it, a large capacitor is connected across the output, in parallel with the load . While the rectified voltage is rising, the capacitor charges up to the peak . Once the rectified voltage falls below the capacitor’s voltage, the diodes stop conducting (the capacitor now holds their n-sides above their p-sides), and the capacitor alone supplies the load until the next pulse rises to meet it. Because these circuits filter out the AC ripple, they are called filters.
How far does the voltage sag in that gap? While discharging, the capacitor drives a current through the load, as long as its voltage stays close to . Over a time it therefore loses a charge , and since , its voltage drops by:
Taking as the full time between pulses gives a slight overestimate, since the next pulse starts recharging the capacitor a little before its peak. The product , the time constant, sits in the denominator: the larger it is compared with the gap between pulses, the smaller the ripple, which is why filter capacitors are large, and why a well-filtered output sits close to the peak voltage . A full-wave rectifier, with pulses twice as often, halves and so halves the ripple for the same capacitor.
Worked example
Ripple on a filtered 12 V supply
A full-wave rectifier fed from 50 Hz mains delivers peaks of V to a load kΩ, with a 470 µF filter capacitor across it. Estimate the ripple, and compare with what the same capacitor would manage after a half-wave rectifier.
Full-wave pulses arrive twice per 50 Hz cycle, so . The time constant is:
Half-wave pulses arrive only once per cycle, so :
Self-consistency check: the full-wave sag is of the peak, so the load current (about 12 mA) changes by only about 2% across the gap, which justifies treating it as constant. Full-wave rectification halves the ripple for free; matching its 0.255 V with a half-wave circuit would take double the capacitance, 940 µF.
14.7 Special-Purpose Diodes
- Zener diode: deliberately designed to operate in reverse breakdown at a precise, stable voltage, used as a simple voltage regulator, it clamps the voltage across itself to a fixed value once breakdown current starts flowing.
- LED (light-emitting diode): a forward-biased p-n junction that emits light when injected electrons and holes recombine across the junction, releasing energy as photons.
- Photodiode: operated in reverse bias; incoming light generates extra electron-hole pairs near the junction, increasing the (otherwise tiny) reverse current in proportion to light intensity, used to detect light.
- Solar cell: a p-n junction with no external bias at all, incident light generates electron-hole pairs that are swept apart by the junction’s own built-in field, directly producing a usable voltage and current, converting light energy to electrical energy.
— From the NCERT exercises
Two of the chapter’s own exercise questions, with original worked solutions: one on the diffusion that builds the junction (§14.3.1), and one on rectifier output frequency (§14.6 and §14.6.1).
NCERT Exercise 14.4
In an unbiased p-n junction, holes diffuse from the p-region to n-region because (a) free electrons in the n-region attract them. (b) they move across the junction by the potential difference. (c) hole concentration in p-region is more as compared to n-region. (d) All the above.
Solution
Diffusion is driven by a concentration difference and nothing else. Holes move about randomly, and with far more of them on the p-side than on the n-side, more of those random journeys carry holes from p to n than the other way. That is option (c).
The other two mechanisms fail on inspection. (a) Before diffusion begins, the n-region is electrically neutral, its free electrons exactly balanced by positive donor ions, so it exerts no net pull on holes; and once diffusion starts, the n-side of the junction becomes positively charged (§14.3), which repels holes rather than attracting them. (b) The junction’s potential difference points the wrong way: its field, from the n-side to the p-side, pushes holes back toward the p-region. It drives the opposing drift current of §14.3.1, not the diffusion. With (a) and (b) false, (d) is false too.
NCERT Exercise 14.6
In half-wave rectification, what is the output frequency if the input frequency is 50 Hz. What is the output frequency of a full-wave rectifier for the same input frequency.
Solution
A half-wave rectifier passes one pulse per input cycle (the half-cycle that forward-biases the diode) and blocks the other half entirely, so the output repeats once per input period:
A full-wave rectifier (§14.6.1) turns both halves of each cycle into identical, same-direction pulses, so the output repeats every half-period:
These are exactly the gaps between pulses, 0.02 s and 0.01 s, used for in the ripple example of §14.6.2.
